| RENAL
PELVIC STONES: CHOOSING SHOCK WAVE LITHOTRIPSY OR PERCUTANEOUS NEPHROLITHOTOMY
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ROBERT MARCOVICH,
ARTHUR D. SMITH
Department
of Urology, Long Island Jewish Medical Center, New Hyde Park, New York,
USA
ABSTRACT
Introduction
of minimally invasive techniques has revolutionized the surgical management
of renal calculi. Extracorporeal shock wave lithotripsy and percutaneous
nephrolithotomy are now both well-established procedures. Each modality
has advantages and disadvantages, and the application of each should be
based on well-defined factors. These variables include stone factors such
as number, size, and composition; factors related to the stone’s
environment, including the stone’s location, spatial anatomy of
the renal collecting system, presence of hydronephrosis, and other anatomic
variables, such as the presence of calyceal diverticula and renal anomalies;
and clinical or patient factors like morbid obesity, the presence of a
solitary kidney, and renal insufficiency. The morbidity of each procedure
in relation to its efficacy should be taken in to account. This article
will review current knowledge and suggest an algorithm for the rational
management of renal calculi with shock wave lithotripsy and percutaneous
nephrolithotomy.
Key
words: kidney; kidney calculi; lithotripsy; nephrolithotomy;
percutaneous; shock wave lithotripsy
Int Braz J Urol. 2003; 29: 195-207
INTRODUCTION
Perhaps
in no other field of surgery has the treatment of a condition changed
so dramatically, and in such a short period of time, as in the surgical
treatment for nephrolithiasis. The last 25 years have seen a remarkable
shift from open procedures, such as nephrolithotomy and ureterolithotomy,
to endourological approaches, including shock wave lithotripsy (SWL),
ureteroscopy (URS), and percutaneous nephrolithotomy (PNL). Recent data
from the Center for Medicare and Medicaid Services (CMS), a United States
government agency which oversees payment to physicians and health care
organizations for patients age 65 and older, bears out the dramatic shift.
In the past decade, Medicare claims for open stone procedures have dropped
74%, while those for PNL have gone up 53% in just the last half of the
decade (1). Shockwave lithotripsy is currently the single, most-commonly
performed urological procedure in the US, and over the past decade the
total number of SWL claims in the CMS database has increased by 37% (1).
While it is clear that endourology now constitutes
the contemporary paradigm for surgical stone therapy, there still exist
areas of controversy with regard to choice of specific endourological
modality. There has especially been an ongoing debate between proponents
of shock wave lithotripsy and percutaneous nephrolithotomy. A number of
clinical studies performed over the last 15 years have attempted to define
the optimal therapeutic approach for a given stone, although most of these
studies have been retrospective in nature. What is most important to consider,
however, is that there is a rational approach to the selection of SWL
or PNL. Each modality has its specific role in the treatment of nephrolithiasis.
It is the purpose of this article, therefore, to synthesize current knowledge,
and to provide guidelines which represent state-of-the-art recommendations
for treatment of stones of the renal pelvis using these 2 modalities.
HOW DO WE
DEFINE SUCCESS?
The
optimal therapy for a particular stone is the one most likely to achieve
success with the least morbidity to the patient. A lack of consensus exists
among urologists regarding what constitutes successful stone therapy.
Two parameters have been used in the literature: stone-free rate (SFR)
and success rate. The stone-free rate is the percentage of kidneys from
which all stone material has been cleared based on postoperative radiographic
imaging, while success rate encompasses both patients who become stone-free
as well as patients who have only clinically insignificant residual fragments
(CIRF) at 3 months following SWL (2). Despite the latter definition, which
was introduced because of the observation that not all fragments clear
completely after SWL, there is substantial evidence that fragments which
are considered clinically insignificant (i.e.< 4 mm in greatest dimension)
may in fact bear considerable risk of becoming significant. For example,
Streem et al. showed that at a mean follow-up of 23 months after SWL,
up to 43% of patients with “CIRF” experienced a significant
symptomatic episode or required another intervention (3). Furthermore,
residual fragments can act as a nidus for further stone growth. In a study
of 83 patients with CIRF of < 4 mm followed for a median 40 months,
Candau et al. showed that fragments increased in size in 37% of patients,
and 22% required further intervention (4).
The fundamental difference between PNL and
SWL is that PNL gives the surgeon control not only of fragmentation, but
also of extraction, while SWL does not permit the surgeon any control
over stone extraction. Theoretically, any stone is amenable to successful
treatment with PNL. With SWL, the only way for the urologist to positively
influence the stone-free rate is by careful patient selection. Therefore,
much of this review will focus on selection factors for, and outcomes
of, shock wave lithotripsy.
VARIABLES IN TREATMENT SELECTION
There
are 3 categories of variables to consider when choosing a rational treatment
approach to renal stones: factors related to the stone, factors related
to the stone’s environment, and clinical factors. Stone factors
include the number of stones and their size and composition; environmental
factors include the stone’s location, the spatial anatomy of the
renal collecting system, the presence of hydronephrosis, and other anatomic
factors such as calyceal diverticula and renal anomalies. Clinical factors
such as the presence of morbid obesity or a solitary kidney should also
be taken into consideration. Finally, the tools available to do the job
must be taken into account, especially when considering the wide variety
of extracorporeal lithotriptors in use and the endourological equipment
at various institutions.
Stone
Factors
Composition
Stone composition should be a major consideration
in choosing the treatment approach. Zhong & Preminger studied the
interactions which occurred between shockwaves and renal calculi of differing
compositions, including cystine, calcium oxalate monohydrate (COM), brushite,
uric acid, apatite, and struvite (Table-1) (5). They found cystine stones
to have the highest fracture toughness of all of the different calculi.
Cystine stones were also classified as ductile rather than brittle, indicating
that when struck with a pressure wave, they tended to deform rather than
crack, explaining the clinical observation that cystine stones are difficult
to fragment with SWL. Cranidis et al. used SWL monotherapy on 11 renal
units with cystine calculi averaging 9 mm in size and reported only a
54% success rate with a mean number of 2.2 SWL sessions per kidney using
a Dornier HM-4 lithotriptor (6). In Zhong & Preminger’s study,
COM stones were found to be harder than cystine stones, but had a lower
fracture toughness because COM stones were of a brittle, rather than ductile,
composition. Stones composed of brushite (calcium hydrogen phosphate dihydrate)
have also been shown to fragment poorly with SWL (7).
For those patients who are recurrent stone
formers and have undergone a prior stone analysis, stone composition is
known and, therefore, can be used as part of the decision making process.
For those patients who present without a previous stone analysis, determining
the “a priori” composition of their current stone offers a
greater challenge. In addition to simple examination of the urine for
crystals, radiographic analysis of the stone may help in determining composition.
Dretler & Polykoff documented the relationship between composition
and morphology for calcium oxalate stones (8), and Bon et al. took this
one step further by attempting to correlate stone-free rates after SWL
with radiographic appearance of the stone (9). Using multivariable regression
analysis, the latter group found that stone-free rates were higher when
stones were less dense than the bone of the 12th rib or transverse process
of a vertebra, and when they were determined to be subjectively rough
in appearance rather than smooth. The authors also found a significant
correlation between stone composition and radiographic appearance, with
COM stones being smooth in 73% of cases and denser than bone in 70%, while
calcium oxalate dihydrate stones were rough 94% of the time and less dense
than bone in 74% of cases. They reported a 79% SWL stone-free rate with
rough, less dense stones versus a 34% SWL stone-free rate for smooth,
more dense stones.
The increasing use of unenhanced helical
computerized tomography (CT) for the diagnosis of upper tract urolithiasis
may provide a more sensitive assessment of stone fragility than plain
radiography. Helical CT has been used to accurately determine the composition
of struvite, uric acid, and calcium oxalate stones “ex vivo”,
but there has been overlap between calcium oxalate and brushite, as well
as between cystine and struvite (10). Recently, Williams et al. found
that using a 1-mm slice width and bone windows improves “ex vivo”
visualization of renal stone structure on CT (11). Use of these specific
CT parameters in the clinical setting has not yet been reported. However,
Joseph et al. published a report in which the Hounsfield attenuation of
the stone at the cross-section of its greatest dimension was assessed
and compared to stone clearance rates in 30 patients undergoing SWL for
stones between 5 and 20 mm diameter. The stone clearance rate for stones
of less than 500 Hounsfield units (HU) was 100%, whereas clearance rates
for HU of 500 - 1000 and > 1000 were 85.7% and 54.5%, respectively
(12). It seems likely that continued advances in preoperative imaging
will allow for more accurate pre-treatment determination of stone composition.
Size
Stone size is much easier to determine preoperatively
than stone composition, and has therefore been the primary criterion used
to date for treatment selection. When more than one stone is present,
the stone burden can be approximated by summing the sizes of all of the
calculi.
Although predominantly formed of struvite,
the material with the lowest fracture toughness (5), staghorn calculi
are the largest of stones and should be considered a contraindication
to the use of SWL monotherapy. In a comparison of complete and partial
staghorns treated with PNL or SWL monotherapy (Dornier HM-3), 40% of patients
with partial staghorns and 33% of patients with full staghorns treated
with SWL required postoperative placement of a nephrostomy tube for obstruction,
as well as multiple repeat procedures (13).
Streem et al. have advocated combination
PNL and SWL “sandwich” therapy for treatment of “extensive”
calculi. They reported results of 100 renal units treated with this approach,
using 1 to 3 percutaneous tracts and 1 to 3 SWL procedures per patient.
The stone-free rate in this cohort at 1 month was 63%, and 34% of patients
experienced a complication, mainly fever or the need for a blood transfusion
. Meretyk et al. performed a prospective, randomized trial comparing SWL
monotherapy on a Dornier HM-3 to combination PNL/SWL in 50 kidneys with
complete staghorn stones. The SFR was 74% for the combination group versus
only 22% for the SWL group, and the residual stone load in patients who
were not rendered stone free was much greater in the SWL group compared
to the combination group. The complication rate in the SWL monotherapy
group was also significantly higher (15).
Lingeman et al. compared the SFR and re-treatment
rates for stones < 20 mm and > 20 mm treated with PNL versus those
treated with SWL on a Dornier HM-3. The SFR for stones less than 20 mm
in size treated with SWL was 76%, with a 19% re-treatment rate. In comparison,
the SFR for comparable stones < 20 mm treated with PNL was approximately
90%, with 8% requiring additional treatment. For stones > 20 mm treated
with SWL, the SFR was only 41% compared to 82% for PNL. Of these larger
stones treated with SWL, 62% required additional procedures compared 32%
who initially had PNL. Although the complication rate of PNL in this study
was 24% compared to only 2.6% for SWL, the majority of PNL complications
were fever > 39° C (responsible for 11% of the PNL complications),
the need for blood transfusion, and perforation of the renal pelvis (each
responsible for 5.5%. of the PNL complications) (16).
Environmental Factors
Location
The renal pelvis is the most favorable location
for the application of shock wave lithotripsy. In an analysis of 9 published
series on the treatment of 8000 stones with SWL, stone-free rates for
renal pelvic stones ranged from 80% (size < 10 mm) to 56% (size >
20 mm). For stones less than 20 mm in diameter, upper pole stones were
completely cleared in 59% to 72% of cases and middle calyceal calculi
were cleared in 57% to 77% of cases. Although small (less than 10 mm)
lower pole calculi had comparable clearance rates to small stones located
elsewhere, the stone-free rates for larger stones in the lower pole were
considerably less – 55% for 11 - 20 mm and only 34% for > 20
mm (7).
Renal
Collecting System Anatomy
Due to lower clearance rates, the management
of lower pole nephrolithiasis has received considerable attention over
the years. Sampaio & Aragão proposed that lower pole calyceal
anatomy might impact stone clearance after SWL (17). Despite multiple
subsequent studies to date, there are still no clear guidelines because
of conflicting results and differing anatomic definitions. Sampaio et
al. defined the lower pole infundibulopelvic angle (LIA) as the angle
between the central axis of the stone-bearing minor calyx and a line running
from the central axis of the proximal ureter and the central axis of the
ureteropelvic junction (UPJ) (18). They showed a significantly higher
stone-free rate at 3 months in patients with LIA > 90° (18). Sabnis
et al. defined LIA as the angle formed between the central axis of the
stone-bearing minor calyx and the axis of the renal pelvis at the junction
of the lower pole infundibulum, and also looked at the role of the lower
pole infundibular width (LIW). This group also found that LIA > 90°
was associated with improved stone clearance and added that LIW > 4
mm had an 84% SFR compared to LIW < 4 mm (SFR of 30%) (19). Elbahnasy
et al. added lower pole infundibulopelvic length (LIL) as a variable.
They found that the stone-free group had significantly more obtuse LIA
(75° vs. 51°), wider LIW (9 mm vs 6 mm), and shorter LIL (3.2
cm vs. 3.8 cm); and that patients in which all 3 parameters were unfavorable
(LIA < 90°, LIL > 3 cm, and LIW < 5 cm) had a stone-free
rate of only 17%. Again, a different definition of LIA was used in this
study than in the previous ones (20).
A significant step towards resolving the
issue of optimal treatment for lower pole stones was recently taken with
the publication of the results of Lower Pole I, a multi-institutional,
prospective, randomized trial of SWL and PNL for lower pole renal calculi
(21). In this study 128 patients with lower calyceal stones less than
3 cm in greatest dimension were randomized to either SWL or PNL. Overall,
SFR were 95% for PNL and 37% for SWL, and PNL was found to yield a significantly
higher SFR in all groups stratified by size (Table-2). Interestingly,
lower pole infundibulopelvic anatomy had no significant influence on stone
free rates after SWL, although this may have been because anatomic data
were available for only 38 patients, and the stone-free rate in this group
was only 45%. Re-treatment rate and use of auxiliary procedures occurred
in 31% of patients undergoing SWL, while only 10% of PNL patients required
further treatment or an auxiliary procedure. As expected, SWL had a lower
complication rate than PNL (12% vs. 23%), but this was not statistically
significant. There was a significant improvement in quality-of-life (QOL)
scores after treatment in both groups, but no difference was found in
QOL scores between the two groups. This study would seem to indicate that
PNL is superior to SWL for lower pole calculi. Nevertheless, we would
still be hard pressed to advocate PNL over SWL for stones less than 10
mm, and the present review has not considered the substantial role of
ureteroscopy for addressing stones less than 20 mm in diameter, regardless
of location.
Hydronephrosis
Hydronephrosis is another important factor
to consider when choosing SWL or PNL. Hydronephrosis may be an indicator
of an underlying abnormality such as UPJ obstruction. In the setting of
a renal pelvic calculus with apparent UPJ obstruction, it is difficult
to determine whether the UPJ obstruction preceded the stone or whether
the stone has caused edema at the UPJ which will resolve subsequent to
removal of the stone. Nevertheless, there is ample evidence to suggest
that PNL provides superior stone-free rates in cases associated with hydronephrosis.
Winfield et al. noted a stone-free rate of 53% following SWL for staghorns
in hydronephrotic systems compared to 70% for staghorns in normal systems
(13). Meretyk et al. noted a 26% SFR in patients undergoing SWL monotherapy
for staghorns in hydronephrotic systems, compared to 80% for similar patients
who had PNL instead (15). In patients with renal stones associated with
hydronephrosis secondary to obstruction of a ureteroenteric diversion,
SWL renders the kidney stone free in only 25% to 75% of cases, in comparison
to PNL, which results in clearance 60% to 100% of the time (22). SWL is
contraindicated in cases in which there is obstruction distal to the stone.
Calyceal
Diverticulum
A calyceal diverticulum is an outgrowth
of a calyx which communicates with the rest of the collecting system through
a narrow channel. Stones may form in these structures as result of urinary
stasis in the diverticulum. Stones in calyceal diverticula may be approached
with SWL, PNL, ureteroscopy, or laparoscopy. Stone-free rates for SWL
of calyceal diverticular stones are quite low, on average less than 25%,
and shock wave has the disadvantage of not being able to get rid of the
diverticulum itself. Nevertheless, symptomatic relief, at least in the
short term, occurs in upwards of 70% of patients undergoing SWL for calyceal
diverticular stones. SWL therapy for calyceal diverticular stones may
be considered in select patients with stones less than 1.5 cm and a diverticular
neck which is shown to be short and patent on radiography. Yet, even in
this group of patients, stone-free rates barely approach 60% (23). The
authors of the present review question whether diverticula with short,
patent necks and good drainage really exist.
Although more invasive, a percutaneous approach
allows direct access to the inside of the diverticulum, facilitates stone
removal, and allows the urologist to dilate or incise the neck and fulgurate
the wall of the diverticulum. Stone-free rates following PNL of calyceal
diverticular stones range from 77% to 100% and resolution of the diverticulum
occurs in an average of 78% of cases.
Renal
Anomalies
Renal calculi may occur in horseshoe kidneys
as well as pelvic kidneys, owing to the relatively high ureteral insertion
in the former and the malrotation often seen in the latter, both of which
may result in urinary stasis. SWL can be used to treat stones in both
horseshoe and ectopic kidneys, but stone localization may be more difficult.
In order to perform PNL in pelvic kidneys,
a laparoscopic-assisted transperitoneal approach, with various modifications,
has been described (24-26). However, due to the relative difficulty of
accessing the collecting system of a pelvic kidney percutaneously, SWL
should be the initial approach to stones in this situation, despite the
relatively poor results. Kupeli et al. reported a 54% stone-free rate
following SWL therapy to stones in pelvic kidneys (27). Patient positioning
is a key factor in SWL in pelvic kidneys. The patient may be positioned
supine if the bony pelvis does not hinder delivery of shock waves to the
target; otherwise, the prone position should be used. A similar prone
approach may be taken with a patient who has a stone in a transplant kidney.
In horseshoe kidneys, the position of the
collecting system may not allow for adequate visualization of the stone,
nor for satisfactory stone clearance after SWL, especially from the lower
calyces. Stone-free rates following SWL in horseshoe kidneys range from
54% for lower pole calculi to 100% for middle and upper calyceal stones
(28). Kirkali et al. found that stones > 10 mm fare poorly (SFR of
28%) (29). Furthermore, there tends to be a very high recurrence rate
in patients with horseshoe kidneys who are not rendered stone-free (30).
As an alternative, PNL can be readily performed
in horseshoe kidneys, because their position, with the upper pole more
posterior and lateral, facilitates percutaneous puncture. However, if
the approach is to a lower calyx the risk of bowel injury is higher. Stone-free
rates range for PNL in horseshoe kidneys range from 75% to 100% (31,32).
In summary, SWL should be the first line
therapy for most stones in pelvic kidneys. In horseshoe kidneys, SWL may
be used for stones less than or equal to 10 mm in the middle or upper
pole, and the kidney should have good drainage documented radiographically.
Otherwise, PNL or ureteroscopy are the treatments of choice.
Renal
Cysts
Renal cystic disease may cause distortion
of the collecting system which can adversely affect stone clearance after
SWL. Deliveliotis et al. performed SWL in 15 patients with large (mean
size 5 cm), distorting renal cysts but normal renal function. The mean
stone size was 1 cm, and despite a 100% fragmentation rate, only 60% of
patients were stone free at one month follow-up. The SFR in patients with
polycystic kidney disease was 25% compared to 73% in patients who only
had simple cysts (33).
SPECIAL CIRCUMSTANCES
Solitary
Kidney and Renal Insufficiency
Both SWL and PNL are known to produce short-term
renal injury. The question therefore arises whether either of these modalities
has significant deleterious effects in patients with only one kidney.
In 1990, Brito et al. reported 5 year follow
up of 8 patients with solitary kidneys treated with SWL (34). The mean
serum creatinine in these patients rose significantly, from 1.53 mg/dl
pre-SWL to 2.31 mg/dl at 5 years post-treatment. The small number of patients
in this study, as well as the fact that some degree of renal insufficiency
was present prior to SWL in some of the patients (as indicated by the
elevated mean creatinine level for the cohort prior to treatment), may
have biased this study. Chandhoke et al. compared long-term renal function
in 31 patients with solitary kidneys with or without renal insufficiency
following SWL or PNL (35). In patients with a solitary, normally-functioning
kidney, deterioration in renal function (defined as at least a 20% decrease
in glomerular filtration rate, GFR) was seen in 22% of SWL patients and
in 29% of PNL patients. In patients with 1 or 2 kidneys and moderate renal
insufficiency (serum creatinine 2 mg/dl to 3 mg/dl) prior to treatment,
no long-term deterioration in GFR was seen after either SWL or PNL. In
patients with 2 kidneys but serum creatinine over 3 mg/dl, long-term deterioration
in GFR was seen in all 4 patients who underwent SWL, while the only patient
in this group who underwent PNL showed no decrease in GFR. This study
concluded that SWL and PNL were equally safe in patients with solitary
kidneys and normal renal function and in patients with 2 kidneys and mild
renal insufficiency, and that the choice of procedure in these patients
should be determined by stone factors (size, composition, location, etc.)
rather than on renal function or the presence of a solitary kidney. More
recently, Liou & Streem compared the long-term effects of SWL, PNL,
and combination therapy in patients with solitary kidneys and found no
evidence of renal deterioration in any of the treatment arms, even in
patients with a pre-treatment serum creatinine higher than 2 mg/dl (36).
Thus, it appears that both SWL and PNL may be safely performed without
untoward long-term effects on renal function either in patients with a
solitary kidney or in patients with two normal kidneys.
Obesity
The morbidly obese patient with stone disease
presents a therapeutic challenge. SWL may not be feasible if the patient
is too heavy for the gantry or table. The distance from the patient’s
skin to the stone may be longer than the focal length of the lithotriptor.
Therefore, the machine used for SWL in obese patients should have a long
focal length and should be able to generate a high peak pressure. Body
mass index has been found to be an independent predictor of successful
SWL, with a decreased chance of success in larger patients (37). In patients
in whom stone factors do not mandate PNL, ureteroscopy may be a better
choice than SWL.
Obesity may also pose a problem for patients
in whom PNL is contemplated. A longer sheath and instruments may be necessary
to traverse the distance to the kidney. If necessary, stay sutures may
be placed on the end of the working sheath in order to allow it to be
advanced deeper into the abdominal wall, thereby bridging the gap to the
kidney. The most significant consideration in obese patients is the potential
morbidity of prolonged general anesthesia in the prone position. Morbidly
obese patients often have other significant comorbidities, such as hypertension,
diabetes mellitus, cardiovascular disease, and pulmonary restrictive disease,
all of which increase the risk of general anesthesia. Despite this, most
studies have failed to show any significant increase in complications
or rates of transfusion in obese patients compared to their leaner counterparts
(38,39).
EXTRACORPOREAL
LITHOTRIPTORS
The
technologies used to fragment stones during PNL, namely ultrasonic and
electrohydraulic lithotripsy, have changed little since their inception.
Extracorporeal lithotriptors, on the other hand, have undergone significant
modifications since the introduction in the early 1980s of the Dornier
HM-3, especially with regard to down-sizing of the focal area in order
to minimize collateral tissue damage. The proliferation of SWL machines
over the past decade has made it difficult to compare outcomes because
of the variety of machines in use; but in the opinion of many experts,
the post-HM-3 modifications have only served to decrease the efficacy
of stone fragmentation.
There appears to be no difference in fragmentation
ability among the 3 basic types of lithotriptors currently available (electohydraulic,
electromagnetic, and piezoelectric). A recent comparison of electrohydraulic
(EH) and electromagnetic (EM) SWL machines at a single institution found
a higher stone-free rate in patients treated with the EH unit than in
those treated with the EM unit (77% vs. 67%), despite a statistically
larger stone burden in the former group. However, the patients treated
with the EH device required a greater number of auxiliary procedures,
so that the efficiency quotients of the two machines were comparable in
the end (40). Bierkens et al., in a multi-institutional trial of five
different 2nd-generation lithotriptors, found a stone-free rate of only
45%, with 20% of cases requiring re-treatment. There was no significant
difference in stone-free rates among the lithotriptors included in the
study (41).
Teichman et al. recently tested 7 different
lithotriptors in vitro against pure stones composed of COM, cystine, brushite,
and struvite ranging in size from 1 to 3 cm (42). Mean fragment size and
the mass of fragments larger than 2 mm were lowest for the Dornier HM-3,
Storz Modulith SLX, and the Siemens Lithostar C, controlling for the total
number of shocks. The Dornier Doli and Medispec Econolith produced the
largest fragments. There was no correlation between mean fragment size
and peak power at focal point F2 or with focal zone volume, although the
latter parameters were not actually measured in the study but rather provided
by the device manufacturers. As mentioned previously, the newer generation
of lithotriptors has been designed with a narrow focus and large aperture
in order to increase the energy delivered to the stone while minimizing
exposure to surrounding structures (43). Overall, however, it appears
that the radical reduction in focal area of lithotriptors subsequent to
the HM-3 has not resulted in any significant improvement in fragmentation
ability in these newer devices (42). The model of lithotriptor available
to the urologist should therefore also be a consideration when determining
treatment modality.
MORBIDITY
AND COMPLICATIONS
Although
the morbidity of SWL and PNL is much less than that seen with open stone
surgery, significant complications may be associated with both. Proper
patient selection and appropriate technique are essential in order to
minimize complications from either approach.
Percutaneous
Nephrolithotomy
The morbidity of PNL is highly dependent
on size of the stone. Although injuries associated with obtaining percutaneous
access may occur regardless of the size of the stone, stone burden still
plays a role in the rate of access-related injuries because larger stones
often require multiple punctures. The morbidity of treating a moderate-sized
calculus through a single subcostal puncture is actually quite low. The
reader should keep in mind that much of the data on PNL complications
presented in large series reflects the relatively numerous staghorn and
other complicated stones which are treated at tertiary referral centers.
In a review by Lee et al. of 500 patients
undergoing PNL, the most common complications were bleeding necessitating
transfusion (12%) and pulmonary problems (7%) (44). The majority of bleeding
incidents (88%) in this series occurred at the time of, or immediately
following, the procedure, and the remainder were delayed and due to pseudoaneurysm
formation. Arteriovenous malformations can also cause delayed bleeding
after PNL. Transfusion rates after PNL range between 3% and 23% overall
(45,46). The transfusion rate tends to increase with larger stone burdens
and use of multiple access tracts. Persistent bleeding refractory to placement
of a nephrostomy tube can be managed with angiography and selective embolization.
Contemporary methods of super-selective angioinfarction makes significant
renal parenchymal loss in these situations highly unlikely (47).
The pleura is the most common adjacent structure
to be injured. Pleural complications (effusions, pneumothorax, hydrothorax)
are much more likely when supracostal access is used. The rate of pleural
complications ranges from 0 to 37%. Of these, however, only a minority
(0 to 8%) require treatment with placement of a chest tube (48-51). Nevertheless,
supracostal puncture undoubtedly presents increased morbidity for the
patient compared to an infracostal approach, and the authors recommend
supracostal access only when absolutely necessary. Upper pole access can
also be safely achieved through an infracostal approach by advancing the
needle cephalad under the 12th rib, although this technique is more challenging
as it requires directing the needle in three axes rather than two (52).
Although any organ adjacent to the kidney
may be injured during PNL, most such complications are quite rare and
can be managed conservatively. Perforation of the colon occurs in less
than 1% of cases (53) and can usually be managed by withdrawing the tip
of the nephrostomy tube into the colon and placing a double-pigtail stent
into the ureter. Injuries to the spleen and liver are extremely rare if
these organs are of normal size.
Perforation of the renal pelvis is not uncommon,
but usually is readily managed with nephrostomy tube drainage. A nephrostogram
to rule out extravasation is mandatory prior to tube removal in order
to avoid a urine leak.
Finally, despite the routine use of perioperative
antibiotics, sepsis has been reported to occur in 0.25% to 1.5% of patients
undergoing PNL (45,54).
Shockwave
Lithotripsy
The most common serious complication following
SWL is steinstrasse, which generally occurs in less than 10% of patients.
The risk increases with larger stone burdens – in one study of 885
patients, steinstrasse occurred in 0.3% of stones less than 10 mm, 7%
of stones between 10 - 20 mm, and 11.5% of stones between 20 - 30 mm (55).
In a recent series of 4,634 patients, multivariable analysis showed stone
size > 20 mm to be an independent predictor of steinstrasse, with a
3.7-fold increase in risk compared to smaller stones (56). Bilateral SWL
performed at a single session is also a risk factor for steinstrasse (57).
The incidence of steinstrasse after SWL of staghorn calculi approaches
50% and such stones should be considered a contraindication to the use
of SWL (58). Placement of a ureteral stent prior to performing SWL has
been advocated to prevent steinstrasse, but the discomfort and morbidity
associated with stents preclude their use in routine cases. Pre-SWL placement
of a ureteral stent is reasonable in patients with a solitary kidney.
Other possible complications of SWL include
perirenal hematoma (0.5%), fever > 39° C (0.4%), and machine malfunction
(0.7%) (16). Renal colic is quite common (59) and pyelonephritis may also
occur. Significant long-term effects of renal injury from SWL have not
yet been shown to occur with any frequency; nevertheless, research into
potential delayed effects of SWL, such as development or acceleration
of hypertension, continues. Overall, SWL currently remains the least invasive,
and probably the safest, modality of treating renal calculi.
CONCLUSION
This
review has attempted to provide a rational guide to the selection of shock
wave lithotripsy and percutaneous nephrolithotomy in contemporary management
of renal calculi Obviously, each approach has its own advantages and disadvantages,
and these need to be weighed carefully when choosing therapy. It should
be emphasized that with the wide array of options (SWL, URS, PNL) available
to treat stones today, routinely approaching stones with an “SWL
challenge”, without taking into account factors such as size, composition,
location, etc., does not constitute standard of care.
Figure-1 provides an algorithm for a rational
approach to surgical therapy of renal stones. Table-3 details options
for management when faced with some of the special situations mentioned
previously. It is hoped that by applying these principles, urologists
will be able to optimize therapy for their patients, achieving the highest
stone-free rates with the least degree of morbidity in the most efficient
and cost-effective manner possible.
_____________________________________
Dr. Robert Marcovich is American Foundation
for Urologic Disease Research Scholar
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__________________________
Received:
September 20, 2002
Accepted: October 10, 2002
_______________________
Correspondence
address:
Dr. Robert Marcovich
Department of Urology
Long Island Jewish Medical Center
270-05, 76th Avenue
New Hyde Park, NewYork, 11040-1496, USA
Fax: + 1 718-343-6254
E-mail: robertmarcovich@hotmail.com
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