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SHOCK
WAVE LITHOTRIPSY MONOTHERAPY FOR RENAL CALCULI
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RYAN F. PATERSON,
DAVID A. LIFSHITZ, RAMSAY L. KUO, TIBÉRIO M. SIQUEIRA JR., JAMES
E. LINGEMAN
Methodist
Hospital Institute for Kidney Stone Disease, Indianapolis, Indiana, USA
and Department of Urology, Rabin Medical Center, Petach Tikva, Israel
ABSTRACT
Shock
wave lithotripsy (ESWL) remains the most common treatment for renal calculi.
In this article, recent literature pertaining to ESWL monotherapy of renal
calculi was reviewed, with the goal of improving ESWL results through
better case selection.
When selecting the optimal surgical approach
for a patient, multiple factors must be considered. Factors to consider
include stone-related factors (size, number, composition and location),
renal anatomical factors, and patient-related factors. Each of these factors
is presented in detail, with the discussion limit to non-staghorn renal
calculi.
Children, the elderly, patients with hypertension,
and patients with impaired renal function, may be at increased risk of
ESWL complications and adverse effects and care should be taken to limit
the number and energy of shock waves applied in these special cases. Absolute
contraindications to ESWL remain pregnancy, distal obstruction, untreated
infection, and uncorrected coagulopathy.
Key words:
kidney calculi; extracorporeal shockwave lithotripsy; therapy
Int Braz J Urol. 2002; 28: 291-301
INTRODUCTION
The
goal of kidney stone surgical treatment is to achieve maximal stone clearance
with minimal morbidity to the patient. Multiple options are currently
available including extracorporeal shock wave lithotripsy (ESWL), percutaneous
nephrolithotomy (PNL), retrograde intrarenal surgery (RIRS), and in rare
cases, open or laparoscopic stone surgery. ESWL has revolutionized the
treatment of kidney stone disease and the majority of simple
renal calculi (about 80 - 85%) can be treated satisfactorily with ESWL
(1-3). However, continued technical improvements in endourology, as well
as the limitations of ESWL, have fueled a re-evaluation of the indications
for ESWL.
When selecting the optimal surgical approach
for a patient, multiple factors must be considered. Factors to consider
include stone-related factors (size, number, composition and location),
renal anatomical factors, and patient-related factors (Table-1). We will
discuss each of these in detail with a review of the recent literature
and we will limit our discussion to non-staghorn renal calculi. Absolute
contraindications to ESWL remain pregnancy, distal obstruction, untreated
infection, and uncorrected coagulopathy.
STONE RELATED FACTORS
Treatment
Decisions by Stone Burden (Size and Number)
Stone burden remains the primary factor
in deciding the appropriate treatment for a patient with kidney calculi
(4) and multiple authors have attempted to provide guidelines for the
appropriate selection of ESWL based on stone size and stone number. Studies
of ESWL treatment of renal calculi, using a variety of lithotriptors,
have reported a reduction in stone-free rates, an increase in the need
for ancillary procedures and re-treatments, and an increase in the rate
of residual fragments when an increasing stone burden (size and number)
is treated with ESWL (5-11). Similarly, retrograde intrarenal surgery
(RIRS) is also negatively affected by an increasing stone burden but to
a lesser degree than ESWL. In contrast, PNL, although more invasive and
often associated with higher morbidity, achieves better stone-free rates
and is not affected by stone size (12).
Calculi < 10 mm in diameter are most
common representing 50 - 60% of all single renal stones (10,11,13). Treatment
results with ESWL for this group of patients are satisfactory and are
generally independent of stone location or composition. However, as stone
size increases there is a significant reduction in stone-free rates for
single renal calculi treated with ESWL monotherapy with reported mean
stone-free rates of 79.9% (range 63 - 90%), 64.1% (range 50 -82.7%), and
53.7% (range 33.3 - 81.4%) for stones less than 10 mm, 11 - 20 mm, and
larger than 20 mm respectively (10,11,14,15). Although better results
can be achieved using PNL or RIRS for stones up to 10 mm, these more invasive
procedures associated with a higher morbidity rate are indicated only
in special circumstances (e.g. anatomic malformation causing obstruction,
ESWL failure, etc.).
Calculi between 10 20 mm are still
largely treated with ESWL as the first line management (16). However,
stone composition and location do have an impact on the results of ESWL
for stones in this size range and should be carefully considered. Patients
with renal stones 10 20 mm and factors predicting poor results
with ESWL should be advised about alternative treatment modalities (PNL
and RIRS).
The first-line management of renal stones
between 20-30 mm remains controversial. Lingeman et al. (12) reported
the frequency of multiple treatments to increase from 10% to 33% when
ESWL was used to treat stones sized 1 to 2 cm and 2 to 3 cm respectively.
In a later series, the stone-free rate with these larger stones was only
34% compared to 90% in the PNL-treated group (17). Similarly, Psihramis
et al. (14) reported the results of ESWL for ninety-four renal stones
> 2 cm with only 33% becoming stone free and patients with multiple
stones having a similarly low stone-free rate of 32%. However, a wide
variability in reported stone-free rates (33 - 65%) for renal calculi
in the 2 3 cm range exists. Subsequently, ESWL, in combination
with ureteral stenting, may still be considered an option if the patient
is advised about the higher re-treatment rate and the lower likelihood
of achieving a stone-free rate status (13).
The optimal therapy for renal stones greater
than 3 cm is more definitive and ESWL should be avoided. Murray et al.
(18) reported 65 treatments for renal calculi > 3 cm using ESWL monotherapy
and reported an overall success rate of only 27% at 3 months. The best
stone-free rate (60%) was obtained for stones < 500 mm2 located primarily
within the renal pelvis. The stone-free rate for stones with surface areas
> 1000 mm2 was a dismal 8%. Steinstrasse occurred in 23% of the patients.
Likewise, Lingeman et al. (17) reported thirteen non-staghorn stones greater
than 3 cm treated with ESWL monotherapy. Seventy-seven percent of the
patients required further treatment, while only 29% were rendered stone
free. Therefore, the procedure of choice for non-staghorn renal calculi
greater than 3 cm is PNL regardless of stone size, location or composition.
In summary, for stones < 10 mm, ESWL
is usually the primary approach. For stones between 10 20 mm, ESWL
is still the first line treatment unless factors of stone composition,
location, or renal anatomy shift the balance toward more invasive but
definitive treatment modalities (PNL or RIRS). Stones greater than 20
mm should be primarily treated by PNL, unless specific indications for
RIRS are present (i.e. bleeding diathesis, obesity, etc).
Treatment
Decisions by Stone Composition
Multiple authors have reported that ESWL
fragility varies between different stone compositions and even within
stones of the same composition (19-23). Cystine and brushite are the most
ESWL-resistant stones followed in descending order by calcium oxalate
monohydrate (COM), hydroxyapatite, struvite, calcium oxalate dihydrate
(COD), and uric acid (23,24). Stone composition can also affect the size
of fragments produced as cystine and COM tend to produce relatively large
pieces which may be difficult to clear from the collecting system (23,25).
As a general rule, ESWL resistant stones (i.e. brushite, cystine, COM)
should only be treated with ESWL when they are small (i.e. < 1.5 cm)
with larger stones preferentially treated with PNL or retrograde intra-renal
surgery (RIRS).
Cystinuric patients deserve special mention
as they may undergo multiple procedures for stone removal during their
lifetime (26) and this high likelihood of repeated procedures underlines
the need to select the least invasive but effective treatment modality
to reduce long-term morbidity. ESWL for cystine stones often yields poor
results. Hockley et al. (27) reported 43 cystinuric patients treated by
ESWL or PNL. Stone-free rates using ESWL for calculi 20 mm or less and
more than 20 mm were 70.5% and 41% respectively, while the results for
PNL were 100% and 92% respectively. Similarly, Kachel et al. (28) reported
18 patients with cystine stones and reviewed the literature and recommended
ESWL monotherapy for cystine renal calculi < 15 mm and PNL for stones
greater than 15 mm in diameter. The selective use of ESWL in cystinuric
patients can produce acceptable results. Chow & Streem (26) performed
ESWL in 31 cystinuric patients and reported an overall stone-free rate
of 86.9%.
Brushite calculi are surpassed only by cystine
calculi in ESWL resistance (29) and a treatment algorithm similar to cystine
stones should be applied. Our published experience (30) of 30 patients
with a total of 46 brushite stones reported an overall success rate for
ESWL monotherapy of 65% (including fragments < 4 mm) with a mean of
1.5 ESWL sessions per stone. However, only 11% of patients became stone
free. In contrast, PNL and ureteroscopy each achieved a 100% success rate
with stone-free rates of 100% and 66% respectively. Of 20 kidneys with
residual fragments < 4 mm, 12 had rapid re-growth to a significant
size within 3 to 12 months, underscoring the importance of an aggressive
metabolic work-up and medical treatment of identified stone risk factors.
The rare and very soft matrix calculi are
also ESWL resistant. These radiolucent stones, often associated with urea
splitting bacteriuria, are composed of as much as 65% organic matter (in
comparison to 2 - 3% organic matrix in most non-infected urinary calculi).
ESWL is not effective and matrix stones are best managed with PNL (31).
Stone composition in cystinuric, uric acid,
and struvite stones can usually be predicted based on the patients
clinical presentation or prior stone analyses, but the ability to differentiate
pre-operatively between subgroups of calcium oxalate stones and to hopefully
predict stone fragility remains elusive. Most stones are not pure in composition
and the density and shape of a stone can be altered by the amount of each
crystalline component.
The ability to predict stone composition
from pre-operative imaging studies is potentially of great benefit in
selecting the appropriate stone treatment. The use of plain x-rays to
differentiate subtypes of calcium oxalate stones and the possible relationship
to stone fragility was first suggested by Dretler (29,32). Wang et al.
(22), using x-ray patterns to predict stone fragility, found that smooth
edged stones with a homogenous structure needed significantly more shock
waves to be completely fragmented compared to rounded, radially reticulated
stones with spiculated edges, or stones with an irregular margin and structure.
Likewise, Bon et al. (33) found that smooth, uniform, bulging stones which
appeared denser than bone (12th rib or transverse process) responded poorly
to ESWL; the stone-free rate for smooth radiologically dense and for stones
with an irregular outline was 34% and 79% respectively. Unfortunately,
in a recent prospective study, the overall accuracy of predicting stone
composition from plain radiographs was reported to be only 39% and insufficient
for clinical use (34).
The emergence of non-contrast computed tomography
(NCCT) in the assessment of renal colic has led to a growing interest
in comparing NCCT attenuation values with stone composition. Mostafavi
et al. (35), in an in vitro study using spiral CT absolute attenuation
values at 2 energy levels, was able to accurately predict the chemical
composition of pure urinary calculi. Likewise, Saw et al. (36) in an in
vitro study, found that CT scanning at 1 mm collimation (120 kV) was able
to differentiate between stone groups (each containing at least 60% of
one stone constituent) based on absolute attenuation values. The authors
reported a definite effect of stone size on attenuation measurements and
a dramatic effect of beam collimation width on the measured attenuation
(36). Finally, CT attenuation values in vitro may even predict the fragility
of calcium stones (37).
TREATMENT DECISIONS
BY RENAL ANATOMY
Congenital
or acquired anatomical factors that impair renal drainage are known risk
factors for both kidney stone disease and impaired stone clearance with
ESWL. Congenital anomalies associated with a higher risk for kidney calculi
include ureteropelvic junction obstruction (UPJO) (38), horseshoe kidney
and other ectopic or fusion anomalies (39), and calyceal diverticula (40).
Additional anatomical factors lowering the success of ESWL stone clearance
include hydronephrosis (41,42), distal obstruction (5) and lower pole
calyceal location.
Ureteropelvic
Junction Obstruction
Ureteropelvic junction obstruction (UPJO)
in adults is commonly associated with urinary stones. However, distinguishing
between primary UPJO and obstruction due to edema from an impacted UPJ
stone can be difficult. Furthermore, the presence of a stone at the UPJ
may worsen the degree of pre-existing obstruction and potentially exacerbate
an already compromised renal unit (25). Stasis of urine has been the presumed
etiology of stone formation in these patients, but Husmann et al. (43)
reported a high incidence of metabolic abnormalities in this population.
The authors reviewed the records of 111 patients with simultaneous UPJO
and renal calculi and found that 71% of patients with non-struvite stones
were found to have significant metabolic abnormalities. Furthermore, greater
than 60% of recurrent calculi in the non-struvite group occurred in the
contralateral kidney. Likewise, of 22 pediatric patients treated for UPJO
associated with renal calculi at a median follow-up of 9 years, 68% had
recurrent stones (38).
Calyceal
Diverticula
The incidence of stone formation in calyceal
diverticula ranges from 9.5 to 39% (44-46). Most diverticula do not require
intervention, as only one third of patients become symptomatic. Stasis
of urine in the diverticulum is believed to be the underlying cause of
the stone formation. Although Hsu & Streem (47) reported metabolic
abnormalities in 50% of 14 patients with calyceal diverticular calculi,
Bell & Lingeman (48) reported long-term follow-up of 44 patients with
calyceal diverticular calculi treated with PNL (mean follow-up 47 months)
and found that stone recurrence occurred in only 13% of patients. Likewise,
Liatsikos et al. (49) found a low incidence of metabolic abnormalities
in 49 patients with calyceal diverticular stones.
ESWL monotherapy for diverticular stones
remains controversial and is appropriate only in a few selected cases
(40,50). Streem & Yost (51) reported 19 patients with diverticular
stones < 1.5 cm and a functionally patent diverticular neck. Stone-free
and symptom-free rates at a mean follow up of 24 months were 58% and 86%
respectively. Although the stone free rate for calyceal diverticular stones
treated with ESWL averages only 21% (range 4 - 58%), an average of 60%
(range 36 - 86%) may be rendered symptom free (at least temporarily) following
ESWL (13). However, to prevent stone recurrence, eradication of the diverticulum
must accompany stone removal, and PNL remains the treatment of choice
(40).
Horseshoe
Kidney and Renal Ectopia
Horseshoe kidney is the most common congenital
fusion anomaly and up to two-thirds of patients with horseshoe kidneys
experience urinary stasis/hydronephrosis, infection, or urolithiasis (52,53).
A common finding is the high insertion of the ureter into an elongated
anteriorly rotated renal pelvis resulting in impaired urinary drainage.
The results of ESWL for horseshoe kidney stones vary widely and stone-free
rates between 28% and 78% have been reported (53-58). When stratified
by location, Theiss et al (55) reported poorer results with lower calyceal
stones compared to mid and upper calyceal stones (stone free rate of 100%
vs. 53.8%). Stone size is also a factor in stone clearance from a horseshoe
kidney. Kirakali et al. (56) reported a stone free rate of 28% in 18 patients
with stones greater than 11 mm in diameter.
In addition to poor results with ESWL, a
high rate of stone recurrence in patients with retained fragments is reported.
Lampel et al. (56) reported a recurrence rate of 86% (6 of 7 kidneys)
in patients with retained fragments in comparison to a 14% recurrence
rate in patients who were stone free.
Renal calculi in horseshoe kidneys treated
with ESWL require a higher number of shock waves per treatment and have
a higher re-treatment rate (30% vs. 10%) than similar stones in normally
located renal units (5,6,59). The anomalous orientation of the calyces
also makes localization of the stone during ESWL more difficult, especially
for stones lying in the antero-medial calyces. Prone positioning can often
assist in stone localization (60) or the blast path technique
can be utilized (61).
In summary, ESWL in cases of horseshoe kidney
can achieve satisfactory results in properly selected patients with small
stones (< 1.5 cm) and normal urinary drainage. For larger stones or
in cases of impaired urinary drainage, PNL should be used as the primary
approach.
An ectopic kidney can be found in a pelvic,
iliac, abdominal, thoracic, or crossed position. The pelvic kidney is
most common with an estimated incidence of 1 in 2200 to 1 in 3000 in autopsy
series (62). Although the retroperitoneal location of the kidney in the
pelvis may create positioning problems during ESWL, calculi in pelvic
kidneys should be approached initially with ESWL whenever feasible (63,64).
If the stone is shielded from the shock wave by the bony pelvis, prone
positioning may be utilized. When ESWL fails or when a large stone burden
is present, alternative modalities should be used. Kupeli et al. (54)
reported 7 patients with pelvic kidney calculi treated with ESWL with
successful fragmentation in most patients. However, the stone free rate
at three months was only 54%.
Lower
Pole Stones (LPS)
Multiple authors utilizing a variety of
lithotriptors have documented impaired stone fragment clearance from the
lower pole calyx following ESWL (14,15,65,66). An increase in the percentage
of ESWL treatments for renal calculi in the lower pole has also been reported
(2% in 1984 to 48% in 1991) (15). Lingeman et al. (15) reported the results
of a meta-analysis which showed that the overall stone-free rate for ESWL
when applied to LPS was 60%. In comparison, the results of ESWL for upper
and middle calyceal stones range from 70 - 90% (13). Furthermore, stone
size affects the results of ESWL treatment for LPS more than it does the
results for stones in other calyceal locations. When stratified by stone
size, the results of the meta-analysis showed a stone-free rate of 74%,
56%, and 33% for stones < 10 mm, 11 20 mm, and > 20 mm respectively
(15). Havel et al. (67), in a retrospective study comparing the efficacy
of ESWL (587 patients) and PNL (73 patients) for LPS, found no significant
difference between the two treatment modalities for stones less than 10
mm (stone-free rate 84% and 69% for PNL and ESWL respectively). However,
PNL was superior to ESWL in the treatment of stones 10 20 mm in
diameter (72.5% vs. 44%). As expected, PNL had a higher morbidity rate
than ESWL (7% vs. 0.5% for LPS < 10 mm and 20% vs. 15% for LPS <
10 20 mm). The authors concluded that although PNL is superior
to ESWL in the treatment of midsize LPS (10 20 mm), the higher
morbidity associated with PNL may favor the use of ESWL as the initial
approach, accepting the high likelihood of repeat ESWL sessions. Likewise,
May & Chandhoke (68) used a decision analysis model to determine the
cost-effectiveness of ESWL and PNL for lower pole stones. In the model
design, if the primary treatment (either ESWL or PNL) failed, the patient
underwent PNL as a salvage therapy. The authors suggested that treatment
of LPS < 20 mm is more cost effective with ESWL as the initial approach,
while stones > 20 mm are treated more cost-effectively using primary
PNL. In contrast, a cost analysis by Riddell et al. (69) reported that
while PNL and ESWL were equally effective for stones less than 10 mm,
PNL was more cost-effective for larger stones. Similarly, the results
of the Lower Pole Study Group (70) suggest that PNL should be considered
as the primary approach for LPS > 10 mm.
Clearance of stone fragments from the lower
pole following ESWL may be influenced by lower pole collecting system
anatomy. Sampaio first described the spatial anatomy of the lower pole
as a possible factor in stone passage (71,72). Using endocasts from cadaveric
kidneys to study the anatomy of the renal collecting system, 3 anatomical
features that potentially affect stone clearance were described: the angle
between the lower pole infundibulum and the renal pelvis, the diameter
of the lower pole infundibulum, and the spatial distribution of the calyces.
The authors measured the lower pole infundibulo-pelvic angle (LIP) as
the angle created by the lower border of the pelvis with the medial border
of the lower pole infundibulum. They suggested that a LIP less than 90
degrees, lower pole infundibulum diameter less than 4 mm, and multiple
lower pole calyces may decrease stone clearance (73). In a later prospective
trial, Sampaio et al. (74) found that 39 of 52 (72%) patients became stone
free when the LIP angle was > 90 while only 5 of 22 (23%) patients
were stone free when the angle was < 90. Using the parameters described
by Sampaio, Sabnis et al. (75) reported that patients with favorable factors
had a post ESWL clearance rate of 70% or greater, whereas those with unfavorable
factors had a clearance rate of less than 20%. Using the same method of
measuring the LIP angle as Sampaio and Sabnis, Keeley et al. (76) reported
116 patients that underwent ESWL for LPS. The LIP angle was the only factor
to attain significance in predicting stone-free status. The stone-free
rate was 34% and 66% in patients with LIP angle of less than 100 degrees
or more than 100 degrees respectively. Combining all 3 negative factors
(i.e. an acute angle, distorted calyx, and narrow infundibulum), the stone-free
rate dropped to 9%. With 3 positive factors, the stone-free rate was 71%
(76). Elbahnasy et al. (77) in a retrospective study of 159 patients reviewed
the impact of radiographic spatial anatomy on the results of ESWL, PNL,
and RIRS. The authors measured the LIP angle on the preoperative IVP as
the angle between two lines; the ureteropelvic axis (a line drawn through
the central point of the renal pelvis and central point of the proximal
ureter) and the central axis of the lower pole infundibulum. The authors
reported that the LIP angle and the infundibular width (IW) played a significant
role in stone clearance after ESWL for LPS, and added infundibular length
(IL) as an additional significant predictive factor. All patients with
three favorable factors i.e., LIP > 70°, IL < 3 cm, and IW >
5 mm, became stone free. Conversely, in patients with a combination of
3 unfavorable factors (5% of all patients) (i.e., LIP 40°, IL >
3 cm, and IW 5 mm), only 16% became stone free (77). Similarly, Gupta
et al. (78) reported recently the results of 88 patients undergoing ESWL
for LPS. The LIP angle was reported as the most significant factor affecting
LPS clearance followed by infundibular width IW. However, infundibular
length was not a statistically significant factor for stone clearance.
In contrast, the results from a recent small prospective randomized study
failed to show an effect of differences in parameters of intra-renal anatomy
on stone clearance following ESWL (70).
In summary, ESWL is the preferred initial
approach for most patients with LPS < 1 cm, while PNL is the front-line
therapy for stones greater than 2 cm. For patients with stones between
1 and 2 cm, stone composition and lower pole spatial anatomy should be
considered when choosing a treatment approach.
TREATMENT DECISIONS
BY PATIENT-RELATED FACTORS
Any
co-existing clinical factors that may impact on the treatment results
and safety of ESWL must be considered pre-operatively. Urinary tract infection
in the presence of stones can be difficult to eradicate unless the stones
are completely removed. In these patients, PNL or ureteroscopy may be
preferable to ESWL. Although the incidence of sepsis following ESWL is
less than 1%, the risk of sepsis increases if the urine culture is positive
and in the presence of obstruction (79,80). ESWL should be performed only
if the urine is sterile and there is no distal obstruction. In general,
prophylactic antibiotics are not required before ESWL but should be considered
in high-risk patients (81-83).
Morbid obesity poses a problem to the successful
treatment of kidney stones. The ESWL gantry or table may not be able to
support the weight of the patient and the increased distance from the
skin surface to the stone may render positioning of the stone at the focus
of the shock wave impossible. Utilization of the blast path
may be necessary to overcome this problem (84). Although successful ESWL
treatment in obese patients (weight range 300 - 402 pounds) was reported
with an overall stone free rate at 3 months of 68% (85), higher energy
settings are required. When a choice is available between different ESWL
machines, the patient should be placed on a machine with a greater focal
length and higher peak pressures (86).
Although ESWL in patients with uncorrected
coagulopathy can result in life-threatening hemorrhage, such patients
can be treated once the bleeding diathesis is corrected (87). However,
when anticoagulation cannot be temporarily discontinued, the use of ureteroscopy
in combination with Holmium: YAG laser lithotripsy is preferred. Grasso
et al. (88) reported that even when patients coagulopathies were
not fully corrected, stones could be successfully treated with no increase
in complications from bleeding.
Children, the elderly, patients with hypertension,
and patients with impaired renal function, may be at increased risk of
ESWL complications and adverse effects and care should be taken to limit
the number and energy of shock waves applied in these special cases (89-91).
CONCLUSION
ESWL
remains the predominant therapy for renal calculi. Proper patient selection
with therapy based on a comprehensive evaluation of stone related factors
(size, number, location, composition), renal anatomy, and patient clinical
factors will allow the patient to be treated with the most efficient method
of achieving a stone free status with low morbidity.
______________________________________
This work was supported in part by NIH grant
P01- DK43881 and the Methodist
Hospital of Indiana Kidney Stone Research Fund.
Dr. Paterson and Dr. Kuo are AFUD Scholars.
Dr. Siquiera is an Endourology Society scholar
(Boston Scientific Co. sponsorship).
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________________________
Received: February 26, 2002
Accepted after revision: March 10, 2002
_______________________
Correspondence address:
Dr. James E. Lingeman
Methodist Urology
1801 North Senate Blvd., Suite 220
Indianapolis, Indiana, 46202, USA
Fax: + 1 317 962-2893
E-mail: jlingeman@clarian.com
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